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美 SEC:建議投資顧問在推薦加密貨幣時應加強審查

2023-04-21 07:46:34

ChainCatcher 消息,据 CoinDesk 報導,美國證券交易委員會(SEC)在一份新公告中表示,建議經紀人和投資顧問在推薦加密貨幣時應加強審查,以確保風險產品符合客戶的最佳利益。

根據 SEC 的指導意見,"某些產品更加複雜或具有額外的風險特徵,可能使金融專業人員更難以理解。"加密資產證券"就屬於此類產品。因此,當經紀人或顧問與客戶談論加密貨幣時,顧問必須確保客戶了解這些產品,且推薦的加密產品應適合客戶的特定財務狀況。(來源鏈接)

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